Mullen P.C.'s financial services practice includes outside general counsel advice and representation to clients investment advisory business.
Our pragmatic support to advisers includes strategic consultation and preparation of investment management agreements, trading and market data services agreements, solicitor/placement agent agreements and fund administration agreements.
We also assist with ISDAs, derivative contracts, prospectuses, and Forms ADV. We negotiate and paper investments in all manner of onshore and offshore funds and investment vehicles.
Financial services clients also benefit from our general corporate and privacy practices. We often advise on governance, employment, and cybersecurity issues for both investors and asset managers.
Mr. Mullen represents hedge funds, private equity funds, family offices, entrepreneurs and major private investors (with substantial presence in China, India, and Latin America).